Vaisnavism
and the Social and Mental Health Sciences
by
David Wolf
Published
in the Journal of Indian Psychology
January, 2002
Vaisnavism
and the Social and Mental Health Sciences
by
David Wolf
Abstract
This
article provides a Vaisnava view of major paradigms of Western sociological
theory, including discussion of ontological, epistemological and methodological
issues in the social and mental health sciences. Practical applications of
scientific methods to Vaisnava theory and practices are discussed. These
applications are based on validation of guna theory, and a survey study
of the gunas is described. Conclusions of the paper include the
unsuitability of Western frameworks for study of Vedic social science, and the
capacity for Vaisnava approaches to inform theoretical and practical discussions
in the sociological and psychological disciplines.
This
article will present a Vaisnava perspective on social and mental health science.
First, theoretical issues will be discussed, focusing on ontological,
epistemological and methodological concerns. Then, major social science
paradigms will be briefly analyzed from a Vaisnava viewpoint, and examples of
and possibilities for practical application of Vaisnava social science will be
explicated. The final part of this paper will present conclusions regarding
Vaisnavism and the social sciences.
Ontologically, social science approaches exist on a continuum with
realism and nominalism at the extremes. Nominalists deny that social structures
are real, and assert that reality is a subjective phenomena, while realists
insist that social structures exist as empirical entities (Burrell & Morgan,
1979). For Vaisnavas, creation, consisting of material and spiritual aspects, is
real. This realism is countered, however, by the understanding that persons in
material consciousness, who comprise almost everyone in this world, falsely
perceive reality according to the illusory conceptions that constitute their
false ego. The Vaisnava social scientist, therefore, acknowledges the importance
of subjectivity in studying and interacting with people, since subjective
understandings are the subtle force that drives human interaction. Another
caveat to regarding Vaisnavas as realists is the theological notion that reality
is a manifestation of the consciousness of God. In this sense, Vaisnavas may be
considered as radical subjectivists.
Epistemologically, social scientists can be placed on the continuum from
anti-positivism to positivism. Positivist epistemologies, which dominate the
natural sciences, search for regularities and causal relationships in the social
world. Anti-positivists prefer to view social science as a subjective
undertaking, and concentrate on comprehending the experience of the individual,
rather than discovering objective laws governing interaction (Burrell &
Morgan, 1979). Anumana, the Vedic version of inferential epistemology, closely
approximates positivist methods. Though the Vedas accept this approach to
knowledge, they declare that it is inferior to the process of sabda brahman, or
receiving knowledge from a genuinely authoritative source. Vaisnavas regard
positivism as inherently defective because it is based on imperfect senses.
Since material minds and senses are intrinsically faulty, they are not suitable
instruments for obtaining perfect knowledge or achieving an objective stance.
Furthermore, collections of imperfect instruments are also unsatisfactory, and
may in fact increase deviance from objectivity, often accompanied by the
illusion of impartiality.
A Vaisnava views knowledge as innate to the self. This knowledge is
covered, and Vaisnava social science seeks to extricate the self from this
covering. Towards this goal, positivist and anti-positivist approaches may be
used, though utilization does not negate inherent flaws of a method. Examples of
such utilization will be given later in this article.
Voluntarism versus determinism forms another debate amongst social
science theorists. Voluntarists accept the free will of the human being, whereas
determinists believe that a person’s actions are caused by environmental
factors (Burrell & Morgan, 1979). Vaisnavas view the self as possessing free
will. However, the capacity for self-determination is covered by the material
energy. To the extent that the self is covered by the modes of material nature,
or gunas, free will cannot manifest.
Methodologically, social science research techniques include qualitative
and quantitative methods. Quantitative techniques tend to be compatible with
realist, positivist and determinist approaches (Heineman, 1981). From the
Vaisnava vantage point, quantitative techniques are increasingly useful as the
object of study possesses less consciousness. Thus, a positivist, quantitative
research design would be more effective studying rocks than animals, and least
effective when studying human beings, due to the relatively high degree of
consciousness in humans. Consciousness means free will. When free will enters
the equation, predictive capacity of the scientist decreases. Hence, social
sciences are less exact than hard sciences such as chemistry and physics. Still,
material nature covers the free will of humans to a large extent, and therefore
the Vaisnava social scientist can utilize quantitative methods for researching
social interaction and the activities of the mind and intelligence. By employing
quantitative approaches, the social scientist is implicitly expressing
deterministic assumptions about the person(s) being studied.
Burrell and Morgan (1979) delineate four paradigms of social science
theory, arrayed on the axes of subjective-objective (abscissa) and
regulation-radical change (ordinate). Regulation-radical change refers to the
extent to which a theory advocates social change as opposed to maintenance of
the status quo.
In the lower-right quadrant are functionalist theories, which are regulatory rather than change-oriented, and which are realist and determinist. These theories utilize positivist epistemologies and include social systems theory and objectivism. Sociological theorists such as Durkheim and Pareto, and psychological theorists such as Freud and Skinner, fit in this paradigm. Ultimately, this paradigm is reductionistic and deterministic, and therefore is opposed to Vaisnava ontology, especially the principle of self-determination. Functionalist theory is strained to provide a basis for ethical and moral principles, such as empathy, respect and compassion. That is, if a person is merely a collection of atoms, what does it matter how others are treated? For the helping professions amongst the social sciences, such as psychology and social work, this poses a dilemma, especially because many social work and psychological theories are rooted in functionalism. As described above, a Vaisnava view of material nature is in accord with the functionalist paradigm, though the philosophies vastly diverge as the soul sheds the coverings of the gunas. Additionally, the Vaisnava social scientist accepts the objectivity of the functionalist, though maintains that epistemologies based on the mundane mind and senses are inadequate for accessing objective reality.
In the lower-left quadrant is the interpretivist paradigm. These theories
are subjectivist, and do not focus on social change. The regulatory function of
interpretivist theories is implicit. That is, by virtue of concentrating on the
individual as the primary unit of study, these approaches tacitly assert that
the individual, rather than social structure, is what needs to change. At the
extreme of subjectivist paradigms are solipsistic theories. Closer to the center
are phenomenological theories and psychological approaches such as Rogerian
client-centered therapy and narrative family therapy.
Without abandoning the concept of objective reality, a Vaisnava social
scientist acknowledges the importance of subjective experience in influencing a
person’s life and social interaction. A Vaisnava counselor, for example,
strives for empathy, though the motivation for empathic communication is
different from that of the interpretivist. For a Vaisnava mental health
practitioner, endeavors towards empathy are not based on the idea that a
person’s belief system is true by virtue of the fact that it exists in
subjective consciousness. Rather, empathy naturally flows from the spiritual
self and is employed by the Vaisnava counselor to establish a relationship that
helps a person become emancipated from the modes of nature, thereby regaining
true freedom and original consciousness.
Ultimately, relativist positions struggle to provide a foundation for
action. Since action is based on priorities derived from personal values, then
declaration that value systems and hierarchical organizations of opinions and
ethical choices are inherently meaningless leaves one with no firm basis for
scientific work. Also, distressing affective states, such as emptiness and
insecurity, frequently result from such a world view, and this should be of
great concern to mental health professionals. A few years ago a student orator
at a Harvard graduation declared “Among my classmates, however, I believe that
there is one idea, one sentiment, which we have all acquired at some point in
our Harvard careers: and that, ladies and gentlemen, is, in a word,
confusion...They tell us that it is heresy to suggest the superiority of some
value, fantasy to believe in moral argument, slavery to submit to a judgment
sounder than your own. The freedom of our day is the freedom to devote ourselves
to any values we please, on the mere condition that we do not believe them to be
true” (Bellah, Madsen, Sullivan, Swidler, & Tipton, 1991, pp. 43-44). This
nicely illustrates the conundrum of the subjectivists. Though universal
acceptance is promoted, this equality is often based on regarding all external
manifestations of culture and belief as inherently meaningless. Thus, it may be
grounded on patronizing condescension more than genuine respect. If one
maintains genuine belief in a concrete value or religious system, then
subjectivists may covertly and paradoxically consider the person to be mistaken.
Like interpretivist social scientists, a Vaisnava focuses on individual
consciousness, stressing sensitivity and compassion. However, a Vaisnava does
this within a realist, rather than a nominalist, framework. Objectivist
underpinnings of Vedic philosophy lead to an educational approach for the
Vaisnava counselor, which is opposed to the interpretivist orientation, though
the Vaisnava and interpretivist share a conception of innate knowledge within
all persons.
Radical-humanism, defined by concern for social change from a
subjectivist reference point, occupies the upper-left quadrant. Theories in this
quadrant assert that people are prevented from contacting their original
consciousness because of repressive social arrangements that cause individuals
to feel alienated and removed from personal experience. Though this paradigm,
represented by philosophers such as Sartre and the young Marx, seeks to change
society, it focuses on individual consciousness. Like the interpretivist
paradigm, radical-humanist theories approach social science from a nominalist,
anti-positivist and voluntaristic perspective. Analyses of the subjective
aspects of interpretivism apply to radical-humanism. Radical-humanism, however,
has the added difficulty of philosophically justifying commitment to social
change. To elaborate, radical-humanism denies objective foundations, making it
difficult to establish a consistent basis for social advocacy.
There is a Vaisnava social agenda, involving the development of the
spiritually-based varnasrama system. This system facilitates the progression of
individual consciousness to higher modes of nature and eventually to the
suddha-sattva position, transcendental to the gunas. Still, it may be argued
that the prime focus of Vaisnava social scientists is individual consciousness.
According to Vaisnava philosophy, advancement of consciousness is not ultimately
dependent on external social structures. Furthermore, even if Vedic social
organization is established, its efficacy will be determined by the purity of
individuals within that organization. This is not to minimize the importance of
varnasrama, but rather to emphasize that it is designed to facilitate spiritual
advancement, and not as a goal in itself.
Theorists in the upper-right quadrant, or the radical-structuralist
paradigm, advocate social change from an objectivist perspective. The basic
approach to science of these theories is similar to functionalist theories, in
that it is positivist, realist and determinist. However, the goal for radical-structuralists
is social change, whereas functionalist theories tend towards maintenance of the
status quo. Like radical-humanists, radical-structuralists critique society,
though radical-structuralists focus on social structures, that are considered to
factually exist, whereas radical-humanists concentrate on individual
consciousness that has been disaffected by social arrangements. The mature Marx
is the primary intellectual influence for this paradigm, and current theories
within the radical-structuralist paradigm include conflict theory and feminism.
For a Vaisnava social theorist, material life means struggle. Obviously,
social structures and injustices impinge on the individual. As indicated in the
analysis of radical-humanism, the fairness and integrity of a social system is
predominantly dependent on the consciousness of the persons participating in the
system. Therefore, a Vaisnava regards social change as useless without a change
in consciousness, since consciousness will ultimately translate into behavior.
From the perspective of Vaisnava social philosophy, equality is only possible on
the spiritual platform. Material bodies, gross and subtle, are full of
inequalities, but spiritually everyone is equal, though unique. Mere alteration
of social hierarchy, culminating in a shift of political power from one
materially designated group to another, without dispelling the illusion of false
identification with the material body, will simply continue the travail of
material life.
An
argument could be made that the entire Vaisnava process of bhakti-yoga adheres
to the criteria of empirical science. Vedic philosophy is the hypothesis, the
practices of bhakti are the experiment, and the results can be experienced by
the practitioner. Any number of spiritual scientists can perform this experiment
to determine whether the results conform to Vedic theory.
This discussion will focus on initial phases of Vaisnava practice.
Specifically, examples will be given that describe potential application of
Vaisnava social science in the material world, as opposed to the spiritual
realm. Material reality is governed by the three gunas, or modes of material
nature- sattva, rajas and tamas. These constructs are conducive to scientific
study because they are elaborately defined in the Vedas. Therefore, they can be
fairly easily operationalized for experimentation. Once they are operationalized,
replicable methods can be devised for observing and measuring the gunas. Since
all Vedic material science is based on the modes of nature, validation of this
concept can open storehouses of knowledge for the benefit of the world. In
addition to validating the guna constructs, specific Vaisnava practices can be
studied with regards to guna theory. Such experiments would not only test the
value of particular practices, but would further confirm or negate the concept
of the three modes of nature.
Essentially, modal influences form the material personality of an
individual. Gergen, Gulerce, Lock, and Misra (1996), expressing skepticism about
the capability of Western psychological constructs to explicate and understand
Vedic psychology, have suggested exploration of Vedic psychology on its own
terms, with emphasis on the spiritual ontology of personhood. In Vaisnava
ontology, this personhood is a spiritual entity that is irreducible, and that is
the basis of personal relationships. Only when the spiritual spark is free from
the covering of the gunas can the original spiritual personality manifest.
Though
there are many Western personality theories and inventories, none adequately
estimates the Vedic paradigm. Amongst Western measures, the Myers-Briggs Type
Indicator (MBTI), based on C. G. Jung’s theory of psychological types, may
come closest to the Vedic conception. This is not surprising, since Jung was
influenced by Eastern thought. The MBTI was formulated with an orientation
towards vocational preference (McCaulley, 1990), and there are some conceptual
similarities between the MBTI dimensions and the varnas. For example, the MBTI
IE (Introvert-Extrovert) scale roughly corresponds to the brahmana-sudra
continuum, with brahmanas more conceptually oriented and sudras more physically
oriented, with ksatriyas and vaisyas in the middle. Other MBTI scales, however,
do not correspond with the varnas, and even those that show some parallels fail
to extract the nuances of Vedic descriptions. Thus, the assertion of Gergen,
Gulerce, Lock, and Misra (1996) is supported, and a personality theory based on
the gunas is necessary to comprehend Vaisnava psychology.
There have been a few attempts to construct a personality inventory based
on the three modes of nature (Pathak, Bhatt, & Sharma, 1992; Rao&
Harigopal, 1979; Wolf, 1998, 1999), and Das and Das (1987) have studied
managerial approaches in relation to the gunas. Wolf has conducted the most
extensive attempt to formulate a scale to assess guna predominance. He devised a
90-item survey, with each question designed to elicit strong agreement from a
person predominated by one of the gunas. Guna definitions were primarily
obtained from the Bhagavad-gita, Chapters 14, 17 and 18, and confirmed by Vedic
scholars. For example, “I am satisfied with my life,” was a sattva item, and
“I enjoy spending time in bars,” was a tamas item. A seven-point Likert-type
scale was used as the response format. In addition, two existing scales, the
Verbal Aggressiveness Scale (VAS) (Infante and Wigley, 1986) and the
Satisfaction With Life Scale (SWLS) (Diener, Emmons, Larsen, & Griffin,
1985), were included at the end of the Vedic Personality Inventory (VPI) as
measures of construct validity. Construct validity measures the degree to which
scores on an instrument correlate with scores on instruments measuring similar
constructs. Specifically, rajas was hypothesized to positively correlate with
VAS, and sattva was hypothesized to positively correlate with SWLS, while tamas
was predicted to negatively correlate with SWLS. Additionally, single-item
indicators, such as hours of sleep per day, were included for measurement of
construct validity. Six-hundred-nineteen persons participated in the survey.
Through statistical analysis, described in Wolf (1998, 1999), the 90-item
VPI was reduced to an 80-item scale, which was further studied and then reduced
to the final 56-item version. In this research, each guna is a subscale of the
VPI. Reliability, or consistency, of a subscale measures the extent to which
responses to one question on a subscale correspond to responses to the other
questions on the subscale. In essence, this is an assessment of how well the
subscale fits together as a unit. Reliability coefficients for the guna
subscales ranged from .93 to .94, which indicates strong reliability (Nunnally
& Bernstein, 1994). Statistical analysis of measures for construct validity
also provided encouraging preliminary evidence for the existence of the gunas.
In addition, factorial validity was examined. Factorial validity assesses the
extent to which an item corresponds to its intended subscale, in relation to its
correspondence with other subscales. The loading of every item in the 56-item
VPI is stronger for the intended subscale than for any other subscale. Sattva
items generally correlated negatively with rajas and tamas subscales, and rajas
items tended to negatively correlate with sattva and positively with tamas. As
predicted by Vedic theory, all tamas items negatively correlated with the sattva
subscale
The VPI was used in experiments on the effects of chanting the Hare Krsna Maha Mantra, which is described in many of the Vedas, including the Kali-santarana Upanisada, the Narada Pancaratna, and the Agni Purana (Prabhupada, 1972), as an important mantra for improving mental health. A single-system pilot study was conducted on five subjects, with dependent variables including spirituality, life satisfaction, verbal aggressiveness, stress, depression, well-being, sattva, rajas, and tamas. Five subjects were measured during a one-week baseline and a four-week intervention chanting phase. Results were in the direction predicted by Vedic theory (Wolf, 2001), and warranted a more rigorous group study on the intervention.
Primary hypotheses of the group study were that the maha mantra group would increase sattva, and decrease stress, depression, rajas and tamas, significantly more than the control and alternate mantra groups. Subjects were tested at pretest, posttest, and followup, with testing times separated by 4 weeks. Participants were randomly assigned to one of the three groups. MANOVA results supported hypotheses based on Vaisnava theory from pretest to posttest at p<.05 for all dependent variables except rajas. This suggests that the Hare Krsna Maha Mantra has potential in addressing problems related to stress and depression. It is also recommended that the maha mantra be considered as one possible component of a spiritual approach to social work practice. Based on this research, several practitioners have already begun to utilize the Maha Mantra in clinical work (Wolf, 2002), and to use the VPI in further research projects (e.g., Caturvedi, 2000).
These
are examples of how positivist, nomothetic research methods can be used in
Vaisnavism. There are many possible extensions of such research. For instance,
mental health practitioners could obtain guna profiles for clients, indicating
the degree of predominance for each mode. Then, an intervention could be
evaluated based on changes in the guna profile. To illustrate, the Vaisnava
practice of japa meditation is designed, through the medium of sound vibration,
to help someone rise from tamas and rajas to sattva and higher realms of
consciousness. According to Vedic theory, depression is a symptom of tamas. By
practicing japa meditation, one should rise to sattva, and the depression should
be alleviated. This could be assessed with an instrument such as the VPI.
Similarly, excessive anxiety is likely caused by an over-abundance of rajas.
Sattvic practices, according to Vedic theory, should mitigate stress, and this
could also be measured with a guna scale. Many Vaisnava practices, such as
rising for brahma-muhurta and a prasadam diet, could be evaluated with empirical
methods of social science.
Techniques for studying Vedic theory and Vaisnava practices could include
qualitative and quantitative approaches, active or passive methods, and a macro
or micro focus. Research based on the modes of nature, such as testing the
efficacy of mantra yoga, could utilize single-system designs or experimental
group methods. For areas that remain relatively undefined, qualitative
approaches may be more appropriate. For example, though varnasrama theory is
extensively explained in the Vedas, it is unclear how to implement varnasrama in
the modern age. Active, qualitative techniques, such as participant-observation
and open-ended interviews, can be used to obtain rich information about Vaisnava
community life and formulate models for implementation of a Vaisnava social
system. Several qualitative studies of Vaisnava communities in the West have
been conducted (e.g., Zaidman-Dvir, 1994; Rochford, 1985; Daner, 1976). Such
studies could culminate in theories that could then be tested with quantitative
approaches. To illustrate, a quantitative approach to Vaisnava social
organization could involve a guna instrument specifically designed to
differentiate varnas. Another illustration of guna research applied to social
issues involves crime prevention. According to guna theory, criminal activity
results from rajas and tamas, the lower modes of nature. Cleanliness is
characteristic of sattva. Hence, it could be hypothesized that by markedly
increasing efforts to clean an area, crime will decrease in that location. This
hypothesis is conducive to a group design involving several urban areas, some
implementing the cleanliness program and others serving as a control group.
Preliminary evidence for such a sattva-based crime-prevention program already
exists (Gladwell, 2000).
One may argue that Vaisnava researchers are inherently biased. In
response, it should be noted that all scientists have biases. A good researcher
acknowledges biases and personal values. Bias is minimized by rigorous
methodology, which includes a design that can be replicated. Hence, a Vaisnava
social scientist, like other social scientists, should acknowledge researcher
bias and attempt to minimize it by strong methodology. From a Vaisnava
viewpoint, acquiring real knowledge requires spiritual vision and detachment
from material desires. Bias and distortion result from material attachment, and
thus spiritual advancement reduces bias.
Though Burrell’s and Morgan’s (1979) four paradigms are meant to be
comprehensive, mutually exclusive, and not susceptible to synthesis, analysis of
the Vaisnava standpoint on the social and mental health sciences with respect to
the paradigms reveals that the framework is not adequate for classification or
comprehension of Vaisnava social science. Though there are other systems for
categorization of social science theory, the schema of Burrell and Morgan is
popular amongst academicians, and, in support of the position of Gergen, Gulerce,
Lock, and Misra (1996), the analyses of this paper indicate that the Vaisnava
perspective is not amenable to dichotomies characteristic of Western debate.
Rather, the content and process of Vaisnava social science deserve to be studied
from a Vedic perspective.
Further, Vaisnava theory can augment and enrich discussion of social
science issues. In many areas, as described above, Vaisnava philosophy offers
synthesis and resolution of debates. For instance, in addressing the matter of
voluntarism versus determinism, the Vaisnava approach harmonizes polarities with
the ontology of the gunas and the spiritual self. In social science research,
sole adherence to positivist methods and epistemologies are perhaps on the wane.
Theorists are proposing alternative systems, most of which include positivist
techniques as well as other approaches. For instance, Heneman’s (1981)
heuristic model suggests a pragmatic, problem-solving approach to research
problems. Qualitative and quantitative techniques are accorded equal status in
this model, and are selected according to the nature of the research question
and available resources (Heineman, 1981). A Vaisnava approach to research
supports an eclectic perspective, but goes further in that it offers a common
foundation for qualitative and quantitative methods. With the goal of
extrication from the modes of nature as a benchmark, research methods can be
chosen and evaluated for effectiveness. These are some examples of how Vaisnava
theory can inform discussions in the social sciences.
Apart from theoretical and methodological considerations, Vedic systems
and techniques can be usefully applied in many areas. As these techniques are
increasingly verified by empirical research, the Western world, which is
strongly impressed by empirical methods, will be inclined to adopt these
practices. Examples and ideas for study of japa meditation were described
earlier. Additionally, Ayurveda contains many mental health interventions, for
conditions such as neuroses, psychotic disorders, addictions and memory loss,
that can be similarly researched. Treatment of mental imbalances is based on
adjustment of vitiated sattva guna, and further study of the gunas can therefore
be valuable for mental health professionals. Sociologically, the system of four
varnas and four asramas can be studied and experimentally implemented.
Finally, the personal emphasis of Vaisnava philosophy can provide a
guiding ethic for social scientists. Attempting to remove the covering of the
modes of nature, the Vaisnava social scientist seeks to reinstate the original
spiritual personality of each individual. Without such restoration,
relationships are mechanically conducted on the basis of the gunas. Within the
realm of material nature, the Vedas recommend governing relationships according
to scriptural regulation, as delineated in the varnasrama system. This ethic is
based on material propensity and duty. Genuine compassion, however, is based on
spiritual relationship, unfettered by the gunas. Jane Addams, a founding mother
of the social work profession, is cited by philosophers (Beauchamp, 1982) as a
person for whom compassion, a quality that clearly guided her life, was not a
matter of duty. Rather, it derived from spontaneous concern for others. Thus,
social philosophers recognize the value of ethics based on pure relationship.
According to Vaisnava philosophy, this can only be achieved when the gunas are
absent. Consequently, investigating and instituting methods for delivering the
self from the gunas is relevant for the social and mental health sciences.
To summarize, Western techniques for social and mental health science
research can be incorporated by the Vaisnava social scientist to study Vaisnava
theory and practices. Additionally, the Vaisnava perspective on sociological and
psychological issues can nourish and enhance many debates in the field. Vaisnava
social science is not satisfactorily accommodated by Western sociological
paradigms and should be examined on its own terms. With such study, many
Vaisnava practices, as well as Vedic formulations of social structure, may be
found to be useful and practical. Moreover, an empathic and merciful ethic based
on relationship can emerge from appreciation and analysis of the Vaisnava
spiritual ontology of personhood.
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